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Global Compliance - VP

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Job Description

An opportunity to work in an established global financial institution responsible for global compliance programs impacting Japan and Asia.

Roles/Responsibilities

  • The main responsibility is to manage global compliance programs in Japan but also support central/core compliance BAU.
  • Some of the global compliance programs include personal trading account management, Anti-bribery and corruption, privacy, registration and licensing. risk management and compliance trends.
  • Manage the regulatory inventory of the bank, updating local and regional regulations with regards to the different global compliance programs.
  • Work with the different front office business lines, providing training on the different global compliance programs.
  • Manage relationships with regulators and auditors.

Required skills

  • At least five years of experience in compliance or risk management.
  • Candidates from financial institutions on consultancy supporting financial clients will be considered.
  • Strong stakeholder management skills and the ability to develop working relationships in English and Japanese.

About our client

A leading global financial institution providing investment banking and corporate banking financial solutions to clients in Japan.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Steven Howden
Steven Howden
  • Director | Financial Services Recruitment