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Compliance Manager

Job Seekers Australia Risk & Compliance Financial Services

Job Summary

  • Sydney CBD
  • Permanent
  • BBBH783519
  • Sep 17, 2021
  • $160k - $180k
Job Description

This is an outstanding opportunity for an experienced compliance manager to join an industry leading investment organisation.

As the Compliance Manager you will develop and undertake appropriate monitoring activities to ensure compliance with key legislation, ASIC regulatory guides and internal policies. Responsibilities include developing training material and associated communication and training modules, monitoring compliance exception remediation, providing replies to information requests from the business along with other clerical admin tasks.

  • Contribute to the development and implementation of an effective compliance and regulatory framework
  • Develop and undertake appropriate monitoring programs, report findings to the Head of Compliance and ensure the business appropriately addresses identified issues
  • Maintain compliance registers to support Dexus's Compliance Management Framework
  • Assist with project work and verification of disclosure documents and reporting
  • Review and recommend enhancements to compliance policies including liaising with the relevant business areas to ensure effective implementation

To be successful in this role you possess;

  • Excellent attention to detail, comprehension skills and ability to understand ASIC regulatory guides and similar documents
  • Minimum of 5 years experience in a compliance role or similar in the financial services industry or an AREIT, ideally with AFSL and MIS experience
  • General working knowledge of the Corporations Act, AML/CTF laws and regulations, ASX Principles, Guidelines and Recommendations, Privacy laws and real estate licensing
  • Have an open and collaborative approach with a "can do" attitude


Consultant Details

Consultant Details

Desiree Hemberger
Desiree Hemberger
  • Principal Consultant | Risk & Compliance Recruitment
  • 8986 3146