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Junior Compliance

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Job Description

A Global financial services firm is hiring a bilingual Junior Compliance

Roles/Responsibilities

  • Accommodate business/thematic reviews and testing; assist with the execution compliance testing program, logging of relevant items and surveillance
  • Assist in the compliance coordination between local and global offices
  • Assist in facilitating coordination with other internal control functions (Internal Audit, CFT/AML, IT, Privacy, Finance, Operations, and Risk Management)
  • Assist and monitor Anti-Terrorist Financing, and AML industry developments to identify amended regulations and laws
  • Manage internal policies and procedures
  • Opportunity to work as part of a small, specialist compliance team and learn about all elements of compliance from front to back

Required skills

  • Minimum 3 years of experience in derivatives industry and securities, abilities to work in both Japanese and English
  • Degree in accountancy, law, business management, economics, finance, or relevant academic discipline
  • JSDA Sales Representative qualification is a plus

About our client
A Canadian, world leading online financial services firm.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Van Nguyen
Van Le Phuong Nguyen
  • Associate Consultant | Legal & GRC Recruitment