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Junior Compliance

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Job Description

A Global financial services firm is hiring a bilingual Junior Compliance


  • Accommodate business/thematic reviews and testing; assist with the execution compliance testing program, logging of relevant items and surveillance
  • Assist in the compliance coordination between local and global offices
  • Assist in facilitating coordination with other internal control functions (Internal Audit, CFT/AML, IT, Privacy, Finance, Operations, and Risk Management)
  • Assist and monitor Anti-Terrorist Financing, and AML industry developments to identify amended regulations and laws
  • Manage internal policies and procedures
  • Opportunity to work as part of a small, specialist compliance team and learn about all elements of compliance from front to back

Required skills

  • Minimum 3 years of experience in derivatives industry and securities, abilities to work in both Japanese and English
  • Degree in accountancy, law, business management, economics, finance, or relevant academic discipline
  • JSDA Sales Representative qualification is a plus

About our client
A Canadian, world leading online financial services firm.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.


Consultant Details

Consultant Details

Van Nguyen
Van Le Phuong Nguyen
  • Associate Consultant | Legal & GRC Recruitment